Regulatory Reporting
An increasingly strict regulatory environment requires asset managers to manage a complex slate of filings, disclosures and trade reports via an effective regulatory reporting solution. Indus Valley Partners helps meet this challenge without the typical isolated processes that result in fragmented filings data and higher operating costs.
Regulatory Reporting maximizes reporting efficiency by automating regulatory filings worldwide, including Form 13F, Form PF, AIFMD, UCITS, CPO-PQR, OPERA, ILPA and OPERA. It also manages threshold breach disclosures for short selling and transaction reporting, including CAT, daily trade reporting and ESG reporting.
Key features
Regulatory Reporting Key Features
Comprehensive Coverage
Seven core data sets drive more than 30 global filings with a single, streamlined workflow.
Unified Process
Eliminate redundant data validation and review for filings, disclosures, and investor reporting.
Simplified Experience
Intuitive visualization and custom dashboards allows users to explore how calculations are made and what data is used for any filing or disclosure.
Built-in Efficiency
Scalable processes and streamlined data aggregation enable rapid expansion into multiple reporting categories.
Data Accuracy
Ensure accuracy through data validations, outlier threshold checks, and multi-level reporting.
Crowdsourced Insights
Leverage reporting methodologies developed with IVP clients to align with your peers.
Adapt to Brexit
Ease the transition to post-Brexit reporting with universal datasets that can generate regulatory filings across jurisdictions.
What’s Possible with Regulatory Reporting
Ingestion of Standard Counterparty Extracts
Data Identification, Sourcing, and Enrichment
Data Integration, Reassignment, and Error Tracking
Periodic Filings (Form PF, AIFMD, CPO PQR, 13F, UCITS, ADV)
Trade Monitoring and Analysis (EMIR, MiFID II, SFTR, CAT)
Disclosures Reporting (TR-1, Takeover, SSR)
Regulatory Managed Services
Solutions
Delivering Value Across The Enterprise
Enterprise Data Management
A next-generation, cloud-ready master data management platform that processes, transforms, governs, catalogs, and delivers data to and from any destination.
Security & Reference Master
A next-generation, cloud-ready master data management platform that processes, transforms, governs, catalogs, and delivers data to and from any destination.
Data Warehouse
A next-generation, cloud-ready master data management platform that processes, transforms, governs, catalogs, and delivers data to and from any destination.
Portfolio Solution
A next-generation, cloud-ready master data management platform that processes, transforms, governs, catalogs, and delivers data to and from any destination.
Decision Science
A next-generation, cloud-ready master data management platform that processes, transforms, governs, catalogs, and delivers data to and from any destination.
Order Management System
A next-generation, cloud-ready master data management platform that processes, transforms, governs, catalogs, and delivers data to and from any destination.
Encompassing the Regulatory Ecosystem
The IVP Regulatory Reporting Solution addresses the full range of mandatory regulatory and compliance reporting requirements globally. Choosing to use IVP regulatory reporting tools means that you’ll be compliant in every economy you work within, and may give you the opportunity to work in new markets without the hassle that often comes with market expansion.
A Comprehensive Framework for Managing Data on the Buy-Side.
By The Numbers
4.2tn+
AUM managed using IVP technology
1.6tn+
RAUM reported through IVP Regulatory
Reporting Platform
500+
Strategy & Bespoke Projects delivered
180+
Fund managers using IVP Solutions
100+
Fund Managers using IVP “Digital First” Managed Services
35%
Global hedge fund AUM running through IVP products
Regulatory Reporting As A Service
Keeping up with evolving regulations while managing increased reporting demands creates significant strain. Disconnected, siloed systems only make it harder to achieve a clear, confident view of compliance.
IVP Regulatory Reporting as a Service simplifies the entire process by unifying regulations and data sources into a single, integrated hub. With full visibility into obligations and real-time insights, you can ensure timely, accurate submissions while reducing costs. Our flexible, future-ready platform ensures accurate compliance reporting—turning regulatory requirements into a competitive advantage.
Resources For Growing Your Firm
Real-World Success Stories
See how IVP Consulting partners with leading buy-side firms to unlock innovation and achieve lasting success.
