Regulatory Reporting As A Service
Buy-side firms must provide a wide range of filings and disclosures on a constant schedule. By combining the IVP Regulatory Reporting (Raptor) solution with “digital first” IVP Managed Services, firms can outsource time-consuming reporting while maintaining complete control. “Digital first” outsourcing takes a different approach than is typical. Instead of allocating a set number of FTEs to a project—regardless of what processes it involves or how complex they are—Indus Valley Partners leverages the power of artificial intelligence (AI), machine learning (ML), and robotic process automation (RPA) to systematize and automate regulatory reporting.
Brochure
Regulatory Reporting As Service – Brochure
ENHANCE REPORTING EFFICIENCY
Streamline workflow with Managed Services for IVP Regulatory Reporting
- Well-defined SLAs and KPIs provide full transparency and a true “bird’s eye view”
- SOC 1 enabled process controls help in mitigating operational risks
- Activity-based pricing lets you take a modular approach while keeping costs under control
- Outsourcing ensures high-quality results especially when volumes rise at month-end
What’s Possible with Regulatory Reporting as a Service
Data Sourcing
Data Validation
Form Population and Level 1 Review
Data Cleansing
Form Submission
Advantages for Asset Managers
Eliminates Manual Data Validation
Offers Full Process Transparency
Reduces Data Review and Filing Time
Minimizes Post-filing Issues
Automates Form Population
Reuses Data Sources and Reports
Keeps Total Time Commitment to One Day
ENHANCED WITH GEN AI
Smart Extraction
Leverage GenAI to parse and extract structured data from legal agreements, PDFs, and spreadsheets. Map results directly to IVP SRM schema for securities, entities, and counterparties.
Credit Document Processing
Automate the extraction of key terms—such as covenants, maturity schedules, and coupon details—from credit agreements, feeding them into master data for downstream use.
Cited Reviews and Approvals
Every extracted field links to its original source with inline previews, enabling quick verification and approvals before committing updates to the golden copy.
Resources For Growing Your Firm
Real-World Success Stories
See how IVP Consulting partners with leading buy-side firms to unlock innovation and achieve lasting success.
